<<<Consultancy
Home <<Back
Everything about H-1B cap
On October 1, 2003, the allotment of H-1B visas provided annually
by Congress dropped from 195,000 to 65,000. Out of that number,
6,800 are reserved for the H-1B1 program for nationals of Chile
and Singapore . Numbers not used of that 6,800 (which will likely
be several thousand) will be made available in the 45 day period
beginning October 1st. Congress also has allocated an additional
20,000 H-1B visas for graduates of US masters programs or higher.
This week, the H-1B cap for fiscal year 2009 is to open up and
USCIS is expected to announce almost immediately that it has
received enough applications to meet the 2009 cap (which covers
the fiscal year running from October 1, 2008 to September 30,
2009. Numbers in the 20,000 pool will likely last a little longer,
but probably not much more than a few days.
The next allotment of H-1B visas in the 65,000 pool will open up
on October 1, 2010 with applications being accepted on April 1,
2009. Until then, it will be impossible to obtain new H-1B visas
for cap subject employees except for visas leftover from the H-1B1
Singapore/Chile program.
1. Who is
actually subject to the cap?
Not every H-1B applicant is subject to the general cap. The cap
does not apply to applicants filing H-1B visas through
institutions of higher education or their related or nonprofit
entities as well as nonprofit research organizations and
government research organizations. Visas will still be available
for applicants filing for amendments, extensions, and transfers
unless they are transferring from an exempt employer or exempt
position and were not counted towards the cap previously (such as
a physician who receives an H-1B for residency training with an
exempt hospital and then seeks a job in private practice
afterwards) Physicians receiving waivers of J-1 home residency
requirements as a result of agreeing to serve in underserved
communities are exempt. Also, graduates of US masters and doctoral
degree programs draw numbers from a "bonus" allotment of 20,000
visas. As noted above, nationals of Singapore and Chile draw from
a separate cap of 6,800 (5,400 for Singapore and 1,400 for Chile
).
2 .Must one be
employed by the institution by which he or she is claiming the
H-1B cap?
Note that the statute states that applicants who work AT such
institutions are covered so individuals employed by entities other
than these institutions but who provide services at the qualifying
institution may be cap exempt.
3. In 2006, USCIS
released a memorandum discussing this question. The agency
recognized that the law permitted third party employers to obtain a
cap exemption, but set a requirement that the employment must
"directly and predominantly" further the essential purposes of the
qualifying institution.
USCIS has stated that the burden is on the petitioner to establish
there is a logical nexus between the work performed by the
beneficiary and the normal primary or essential work performed by
the institution. They specifically give the example of a physician
employed by a medical group who serves patients at an exempt
university hospital.
4. What does it
mean to be "affiliated" or "related to" for purposes of the H-1B cap
exemption?
USCIS in the same June 2006 memorandum noted above has taken the
position that "affiliated" for cap exemption purposes means the same
thing as it does for fee exemption purposes (affiliates of
institutions of higher education are exempt from worker retraining
fees) even though the term is defined in the fee exemption statute
and not in the cap exemption statute.
The term in the fee exemption context means "a nonprofit (including
but not limited to hospitals and medical or research institutions)
that is connected or associated with an institution of higher
education, through shared ownership or control by the same board or
federation operated by an institution of higher education, or
attached to an institution of higher education as a member, branch,
cooperative or subsidiary." This relatively restrictive definition
would seem to eliminate many employers. However, "related to" has
yet to be defined by USCIS.
5. How does USCIS
allocate H-1B visas for applications received on the day the cap is
announced as having been hit?
USCIS' policy is to hold a random drawing to select the exact number
of petitions from the day's receipts needed to meet the cap. USCIS
announced that for FY2009, if it receives too many applications in
the first five days, all applications received in those five days
will be considered together in a random drawing. This is a change
from the previous year where just two days' worth of H-1B
applications were included together.
All cases filed on that date or later that are subject to the H-1B
cap will be returned. Returned petitions will be accompanied by the
filing fee.
6. Can an
applicant re-submit an H-1B application?
Petitioners may re-submit their petitions when H-1B visas become
available for FY 2010. The earliest date a petitioner may file a
petition requesting FY 2010 H-1B employment with an employment start
date of October 1, 2009 would be April 1, 2009.
7. What will
happen to the petitions that do not count against the cap?
Petitions for current H-1B workers normally do not count towards the
congressionally mandated H-1B cap. USCIS will continue to process
petitions filed to:
Extend the amount of time a current H-1B worker may remain in the
United States
Change the terms of employment for current H-1B workers
Allow current H-1B workers to change employers (unless the
beneficiary is transferring from a cap exempt employer to a cap
subject employer and was never counted towards the cap- in that case
the beneficiary will be subject to the cap)
Allow current H-1B workers to work concurrently in a second H-1B
position
USCIS will also continue to process petitions for new H-1B
employment filed by applicants who will be employed at an
institution of higher education or a related or affiliated nonprofit
entity, or at a nonprofit research organization or a governmental
research organization. USCIS will also continue to process H-1B
petitions for workers from Singapore and Chile consistent with
Public Laws 108-77 and 108-78. And doctors working in underserved
communities as a result of receiving a J-1 home residency
requirement waiver sponsored by a state or federal agency will also
be exempt from the annual cap even after they complete their
service. Nationals of Singapore and Chile and graduates of US
masters and doctoral programs will be counted against caps
specifically set aside for those groups. Note that beginning in
January 2008, USCIS requires cap exempt cases to be filed at the
USCIS California Service Center.
8. What will
happen to F and J visa holders who are beneficiaries of an H-1B
petition?
In the past, INS (now USCIS) had safeguards in place for those with
F and J visa status. According to 8 CFR Section 214.2 (f)(5)(vi), if
it can be determined that all of the H-1B visas will be used before
the end of the current fiscal year, the director of USCIS can extend
the duration of status of any F-1 student if the employer has timely
filed an application for change of status to H-1B. However, in
recent years, USCIS has chosen not to exercise this discretion and
no word has been given on whether they will or will not do so in the
future. 8 CFR Section 214.2(j)(1)(vi) has similar language regarding
those in J status. If the USCIS director can determine that all of
the H-1B visas will be used before the end of the current fiscal
year, the director of USCIS may extend the duration of status of any
J-1 nonimmigrant if the employer has timely filed an application for
change of status to H-1B. USCIS also declined in recent years to
exercise this discretion.
9. When will the
numbers in the new 20,000 "bonus" cap be filled and who qualifies?
For the current fiscal year that began on October 1, 2007, USCIS
reached the 20,000 cap on just a few weeks afterward. However, many
believe the cap will be hit even earlier this year. To qualify in
this bonus cap, applicants must have earned a US master's or higher
degree. Graduates of medical residency and fellowship programs do
not qualify in this category.
10. What will
happen if I am not exempt from the cap and my current status expires
after the numbers run out?
In order to deal with the lack of H-1B visas, a number of alternate
categories may be available including O-1 visas, TN visas for
Canadians and Mexicans, E-1 and E-2 visas, L-1s and J-1 training
programs. Many will look at pursuing graduate education in the US
and then will be eligible for the bonus H-1B quota.
An option available to many this year will be filing for permanent
residency. There are many work-related green card applications that
can be filed without a labor certification. And the new PERM labor
certification program means that employment authorization can be
obtained much earlier. Now that concurrent filing of I-140 and
adjustment of status applications area available, it may be possible
to secure an employment authorization document in a matter of a
couple of months after the green card process is started.
Furthermore, premium processing of I-140s is now available in
several categories. Note that green cards are backlogged as of April
2007 for numerous categories and nationalities so a permanent
residency strategy may not work for many.
We advise people subject to the cap looking for alternative
strategies to consult early with their immigration lawyers.
11. What happens
if the 20,000 bonus cap for master's degree holders and higher and
the general cap of 65,000 are reached within the first five days of
the fiscal year?
Under a rule promulgated in March 2008, If both caps are exhausted
within the first five days, USCIS will first conduct a random
selection process for the master's cap cases and then those not
selected will be counted in the random selection process for the
general cap. This is intended to ensure that those not selected in
the master's cap are treated no worse than those in the general cap.
A person not selected in either drawing will have his or her
application rejected.
12. What happens
to petitioners who file multiple applications?
Under the March 2008 rule released by USCIS, petitioners are barred
from filing more than one H-1B petition on behalf of the same alien
even if the petitions are for different positions. If an employer
legitimately has two positions it wants an alien to fill, it would
need to amend the application or file a concurrent H-1B application
to change the job or add additional duties. Employers found to have
violated this rule will have all petitions for an individual worker
rejected. Note that the new rule does not preclude related employers
from filing petitions on behalf of the same employer. But in these
cases, the related employer may be requested to show that it has a
legitimate business need for the employee lest employers seek to use
related employers to improve the chances of an applicant being
selected.
13. Will an
employer get a refund of the filing fees if it files a case claiming
to be exempt from the H-1B cap and USCIS decides it is subject?
Under the March 2008 rule, USCIS will now deny the case and keep the
filing fees rather than reject the case and return the fee.
According to USCIS, this is because it is necessary for the agency
to actually adjudicate the case to determine if it is subject to the
cap.
Facts about H1 Transfer
Every month, we receive several queries from readers regarding H1
Transfer. Here are the facts that you need to know about the
process:
- A person with an H1 visa is allowed to change/ transfer jobs
and one must inform the USCIS of such a change in one’s employment
status.
- You don’t need any permission from your current employer for
H1 transfer and hence there is no requirement for an individual to
inform his current employer if you are applying for the same
- Your current employer cannot come to know of your H1 transfer
through government agencies such as the USCIS, Dept. of Labor etc.
but be wary of colleagues with whom you might have discussed your
H1 transfer. They might accidentally mention it to you boss.
- On obtaining the H1 transfer there is no time limit to join
your new employer. The date of joining is entirely between you and
your employer and you may work until the expiration date of your
LCA.
- There is no limit to the number of times you can apply for the
H1 transfer.
- One can apply for H1 transfer for multiple employers at the
same time.
- 2-3 pay stubs from your previous employer are sufficient when
applying for H1 transfer.
- H1 status and H1 visa stamp are different from one another.
While H1 visa stamp is used only to enter into United States, H1
status is required to work in US for petitioning employer.
- If you have received H1 approval for new employer (or even
receipt of H1 filing for new employer), you can work in US on H1
legally for new employer.
- If you travel outside US, and your H1 visa stamp (even if from
previous employer) is still not expired and valid, you can use
that H1 visa stamp along with H1 petition from new employer to
travel back into US. However, if your H1 visa stamp has expired
(either from previous or current employer), you must get your H1
visa stamped in your passport before you can travel to United
States again.
- After the approval of H1 transfer with a new employer, an
individual can continue to work with the old employer if one
changes one’s mind about the joining the new employer. One can
continue working with current employer as if H1 transfer was never
filed for.
H-1B Stamping
and Travel Information
Documents Required for H-1B Travel and
Re-entry to the U.S.
If you are making a trip outside the United States, to reenter the
U.S., you will need the following:
- valid passport
- original Form I-797A (H1B Approval Notice for your current
position)
- letter from your employer confirming current employment in the
position described in the H-1B petition
- valid H-1B visa stamp in your passport. If you do not have a
valid H-1B visa stamp in your passport, you must apply for one at
a U.S. Embassy or Consulate abroad. Please see section below on
visa issuance and renewal for more information.
Please note: If you have filed for adjustment of
status and are planning to travel, please contact the ISSO to
discuss traveling with your H-1B documentation or advance parole.
Obtaining an H-1B Visa Stamp:
If you have changed your non-immigrant status while in the United
States and have never had an H-1B visa stamp in your passport, or if
your H1B visa stamp has expired, you must make an application with a
U.S. Embassy or Consulate outside of the U.S. to obtain an H-1B visa
for re-entry. You will need to present the following documentation:
- original Form I-797A (H-1B Approval Notice for your current
position)
- copy of Form ETA-9035 Labor Conditions Application (LCA)
- copy of Form 1-129 (petition for H1B submitted to INS on your
behalf)
- letter from your department confirming employment and that you
are expected to return to the U.S. to resume the terms of your
contract
- original waiver of the two year home residency requirement (if
you were previously in J- 1 visa status and received a waiver)
- valid passport (valid 6 months into the future)
- Form DS - 156 (available at Embassy/Consulate)
- Please contact the specific U.S. Consulate or Embassy where
you plan to apply for other requirements, including photos and
fees. Also, note that some Consulates and Embassies have recently
changed to an appointment system. Please confirm application
procedures prior to your trip.
Visa Renewal
If you have an H-1B visa stamp and it has expired, you must apply
for the renewal of the visa stamp in the same way that you applied
for the initial H1B visa stamp in person at a U.S. Embassy or
Consulate abroad (see information above).
Can I apply to renew my visa in Canada or Mexico?
It is possible to renew your visa in Canada or Mexico. However, if
your visa is denied for any reason, you will not be allowed to
reenter the United States. Citizens of certain foreign countries
(Iraq, Syria, Libya, Sudan, North Korea and Cuba) are not eligible
to apply for a visa in Canada or Mexico.
Please note that Canadian and Mexican consulates accept nonimmigrant
visa applications by third-country nationals (individuals who are
not citizens of Canada or Mexico) as a courtesy. They are not
required to accept or process applications by third-country
nationals, and visa issuance is at the sole discretion of the
consular officers at the post. In addition, note that as a third
country national you may need a visa to enter Canada or Mexico.
Visa Stamping in Mexico
You can go to Mexico if you were never out of status. You can use
the following to prove your status. Degree transcripts, EAD card,
I-797, etc. If you cannot prove that you were in status or were
actually out of status, you need to go to your home country.
If you are changing from any non F1 (i.e. B1, H4, J1) to H1 status,
you need to contact an attorney or some other reliable sources for
getting the exact information.
Please note that the Mexican government considers applying for a
visa in Mexico as "official business". This means that an entry visa
for Mexico will probably be required.
Appointment
All the candidates need to get an appointment online or by calling
the 1-888-840-0032 number. It is advisable to make the appointment
online as it may be cheaper if you are investigating the
availability of appointments in various consulates. If you use the
phone system they bill you for each minute you spend on the phone
call. Make appointment at least 2 months before the actual interview
date as it will give you ample time to get vacation approved from
your employer and getting lowest fare for your air tickets to El
Paso(If you plan to fly).
Documents
You need the following documents for the interview if you were on a
student visa before:
- Original I-94.
- Original I-20 from all schools attended
- Original EAD card(practical training document)
- Original degree certificates(if not available, get a letter
from your school stating a valid reason)
- Original transcripts
- Employer certified copy of LCA.
- Employer certified copy of I-129 with cover letter that was
submitted to USCIS for getting H-1B visa.
- Original I-797 approval form(H1 visa approval, Notice of
Action)
- Original letter of employment verifying your salary, position,
employment dates and duties.
- Previous pay stubs
- Tax returns and W-2 forms for all the years while your were in
US.
Traveling to Canada, Mexico for less than
thirty days
If you have an expired H1B visa stamp or if you have an expired U.S.
nonimmigrant visa of any other type (e.g. B, F, J) and you have a
valid I-94 card stating your current valid H1B status, your visa
will be considered automatically revalidated when you re-enter the
U.S. from Canada or Mexico as long as ALL of the following are true:
- you have only been in Canada or Mexico for less than 30 days
- you have with you a current I-94 card stating your valid H1B
status
- you do not apply for a visa while in Canada or Mexico
- you are not from one of the countries currently considered by
the U.S. to be state sponsors of terrorism (as of 11/11/02 this
includes Iran, Iraq, Syria, Libya, Sudan, North Korea and Cuba)
For this automatic revalidation to apply to you,
you must be careful to keep your I-94 card when leaving the U.S. to
enter Canada or Mexico for a trip of less than 30 days. Present you
I-94 card along with your valid passport, original Form I-797A (H1B
Approval Notice for your current position) and a letter from your
employer confirming current employment in the position described in
the H-1B petition.
Note regarding dependants
H-4 spouses and minor children must also meet the above passport and
visa requirements and show proof of family relationship for re-entry
to the US. If they are not accompanied by the H-1 scholar, they must
have Form I-797 (H-1 approval form).
(Disclaimer: The above information is just the opinion of Xsys
Software Technologies and does not substitute the services of
a lawyer. Readers are requested to get proper legal advice before
taking any action)
Candidates can forward their resumes to careers@xsyssoftech.com |